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Please specify:
Accredited Investor: I hereby certify that I am an accredited investor in accordance with Rule 501(a) of Regulation D, in that (please select one)
A business in which all the equity owners are accredited investors

A natural person who has individual net worth, or joint net worth with the persons spouse, that exceeds $1 million at the time of the purchase

A natural person with an individual income in excess of $200,000 or in excess of $300,000 with his or her spouse in each of the two most recent years and who has a reasonable expectation of an income in excess of $200,000 individually or in excess of $300,000 with his or her spouse in the current year

A bank, insurance company, registered investment company, business development company, or small business investment company

A trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes

A charitable organization, corporation, or partnership with assets exceeding $5 million

An employee benefit plan, within the meaning of the Employee Retirement Income Security Act, if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million

Qualified Investor: Is the investor a person, individual or entity that would be a "U.S. Person" under Regulation S of the U.S. Securities Act of 1933, as amended?
Yes     No    
For Swiss Investors: Is the Investor a regulated qualified investor within the meaning of Article 10(3)(a) or (b) of the Swiss Collective Investment Schemes Act of June 23, 2006, as amended?*
Yes     No     N/A    


Daniel Radden

Chief Operating Officer
and General Counsel

Daniel Radden is the Chief Operating Officer, General Counsel and Chief Compliance Officer of Arosa and a member of the Investment Committee. Prior to joining Arosa, Daniel served as General Counsel and Chief Compliance Office of White Elm Capital, LLC from 2013 to 2019 and Armistice Capital, LLC from 2019 to 2020. Previously, Daniel served as Vice President, Associate Counsel at the Permal Group from 2011 to 2013. From 2008 to 2011, Daniel was an Associate in the Financial Services Group at Katten Muchin Rosenman LLP, where he advised institutional and emerging asset managers, family offices and financial institutions with a focus on fund structuring, regulatory, compliance and operational matters. Daniel began his career as an Analyst at JP Morgan Chase. He received a B.S. from Cornell University in 2003 and a J.D. from Fordham University School of Law in 2008. Daniel is admitted to practice in the State of New York.