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Accredited Investor: I hereby certify that I am an accredited investor in accordance with Rule 501(a) of Regulation D, in that (please select one)
A business in which all the equity owners are accredited investors

A natural person who has individual net worth, or joint net worth with the persons spouse, that exceeds $1 million at the time of the purchase

A natural person with an individual income in excess of $200,000 or in excess of $300,000 with his or her spouse in each of the two most recent years and who has a reasonable expectation of an income in excess of $200,000 individually or in excess of $300,000 with his or her spouse in the current year

A bank, insurance company, registered investment company, business development company, or small business investment company

A trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes

A charitable organization, corporation, or partnership with assets exceeding $5 million

An employee benefit plan, within the meaning of the Employee Retirement Income Security Act, if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million

Qualified Investor: Is the investor a person, individual or entity that would be a "U.S. Person" under Regulation S of the U.S. Securities Act of 1933, as amended?
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For Swiss Investors: Is the Investor a regulated qualified investor within the meaning of Article 10(3)(a) or (b) of the Swiss Collective Investment Schemes Act of June 23, 2006, as amended?*
Yes     No     N/A    

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Jason Modine

Director

Jason Modine is Director of Credit and Senior Analyst for Arosa. Prior to joining Arosa, he served as Global Convertible Arbitrage/HY Bond Portfolio Manager at UBS O’Connor from August 2007 to January 2016 focusing on the global energy sector and special structures. From October 2001 to August 2007 Jason was Global Head of Data Management at UBS for the Alternative and Quantitative Investments (Q) platform. He started his career in February 2000 at Charles Schwab Co. Inc. as an Investment Specialist. Jason graduated from Purdue University in December 1999 with a B.S. in Civil Engineering.